Our Practice Areas

Securities and Shareholder LitigationPrint


Mirick O’Connell attorneys represent clients in shareholder disputes and securities arbitrations as well as in SEC and other regulatory investigations.

Our attorneys represent clients by both prosecuting and defending minority shareholder claims, claims of breach of fiduciary duty, derivative litigation and other corporate governance disputes in public and private companies.

Our securities litigators also have experience representing investors and brokerage firms in FINRA arbitrations involving allegations of securities fraud and account mismanagement.  We have represented clients in SEC, FBI and other regulatory investigations involving alleged securities fraud.

 Our attorneys have also conducted internal investigations on behalf of boards of directors and committees of independent directors.

Attorneys